Anti-Matthew FL: Bridging the Performance Gap in Federated Learning to Counteract the Matthew Effect

Jiashi GAO, Xin YAO, Xuetao WEI*

*Corresponding author for this work

Research output: Book Chapters | Papers in Conference ProceedingsConference paper (refereed)Researchpeer-review

Abstract

Federated learning (FL) stands as a paradigmatic approach that facilitates model training across heterogeneous and diverse datasets originating from various data providers. However, conventional FLs fall short of achieving consistent performance, potentially leading to performance degradation for clients who are disadvantaged in data resources. Influenced by the Matthew effect, deploying a performance-imbalanced global model in applications further impedes the generation of high-quality data from disadvantaged clients, exacerbating the disparities in data resources among clients. In this work, we propose anti-Matthew fairness for the global model at the client level, requiring equal accuracy and equal decision bias across clients. To balance the trade-off between achieving anti-Matthew fairness and performance optimality, we formalize the anti-Matthew effect federated learning (anti-Matthew FL) as a multi-constrained multi-objectives optimization (MCMOO) problem and propose a three-stage multi-gradient descent algorithm to obtain the Pareto optimality. We theoretically analyze the convergence and time complexity of our proposed algorithms. Additionally, through extensive experimentation, we demonstrate that our proposed anti-Matthew FL outperforms other state-of-the-art FL algorithms in achieving a high-performance global model while effectively bridging performance gaps among clients. We hope this work provides valuable insights into the manifestation of the Matthew effect in FL and other decentralized learning scenarios and can contribute to designing fairer learning mechanisms, ultimately fostering societal welfare.

Original languageEnglish
Title of host publicationECAI 2024 - 27th European Conference on Artificial Intelligence, Including 13th Conference on Prestigious Applications of Intelligent Systems, PAIS 2024, Proceedings
EditorsUlle Endriss, Francisco S. Melo, Kerstin Bach, Alberto Bugarin-Diz, Jose M. Alonso-Moral, Senen Barro, Fredrik Heintz
PublisherIOS Press BV
Pages1967-1974
Number of pages8
ISBN (Electronic)9781643685489
DOIs
Publication statusPublished - 16 Oct 2024
Event27th European Conference on Artificial Intelligence, ECAI 2024 - Santiago de Compostela, Spain
Duration: 19 Oct 202424 Oct 2024

Publication series

NameFrontiers in Artificial Intelligence and Applications
Volume392
ISSN (Print)0922-6389
ISSN (Electronic)1879-8314

Conference

Conference27th European Conference on Artificial Intelligence, ECAI 2024
Country/TerritorySpain
CitySantiago de Compostela
Period19/10/2424/10/24

Bibliographical note

Publisher Copyright:
© 2024 The Authors.

Funding

This work was supported by Key Programs of Guangdong Province under Grant 2021QN02X166. Any opinions, findings, and conclusions or recommendations expressed in this material are those of the author(s) and do not necessarily reflect the views of the funding parties.

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