Abstract
Discusses the Hong Kong Securities and Futures Commission's revisions to the Competency Framework for Intermediaries and Individual Practitioners in financial markets. Reviews the reasons for the changes and the main reforms, including raising the minimum academic requirements for practitioners.
| Original language | English |
|---|---|
| Pages (from-to) | 207-212 |
| Number of pages | 6 |
| Journal | Company Lawyer |
| Volume | 44 |
| Issue number | 6 |
| Publication status | Published - 2023 |
| Externally published | Yes |
UN SDGs
This output contributes to the following UN Sustainable Development Goals (SDGs)
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SDG 10 Reduced Inequalities
Keywords
- Financial intermediaries
- Financial regulation
- Hong Kong
- Professional qualifications
- Securities
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