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Kernel Latent State Space Modeling for Nonlinear Dynamic Process Monitoring

  • Jiaxin YU
  • , Yining DONG
  • , S. Joe QIN*
  • *Corresponding author for this work

Research output: Journal PublicationsJournal Article (refereed)peer-review

Abstract

Monitoring nonlinear dynamic processes is challenging due to the inherent complexity and uncertainty in industrial systems. Fault detection and fault identification are critical components of process monitoring, yet existing methods often struggle to capture predictable dynamics with compact model parameters. This could compromise the fault detection performance and further impede the fault identification accuracy. This article proposes a unified modeling framework to strategically address these challenges through nonlinearity handling, most predictable dynamics extraction, and parsimonious system parameterization. Building on this enhanced capability, the proposed model integrates fault detection and identification with mutual information, thereby improving the identification accuracy. Validations on the revamped Tennessee Eastman Process and a real-world multiphase flow facility demonstrate superior fault detection metrics and fault identification capabilities compared to alternative approaches.
Original languageEnglish
Pages (from-to)6701-6711
Number of pages11
JournalIEEE Transactions on Industrial Informatics
Volume21
Issue number9
Early online date18 Jun 2025
DOIs
Publication statusPublished - Sept 2025

Bibliographical note

Publisher Copyright:
© 2005-2012 IEEE.

Funding

This work was supported in part by Math and Application Project through the National Key R&D Program under Grant 2021YFA1003504, in part by General Research Fund by the Research Grants Council (RGC) of Hong Kong SAR, China under Project 11303421, in part by Collaborative Research Fund by RGC of Hong Kong under Project C1143-20G, in part by the National Natural Science Foundation of China under Grant U20A20189 and Grant 22322816, in part by ITF - Guangdong-Hong Kong Technology Cooperation Funding Scheme under Project GHP/145/20, in part by Shenzhen-Hong Kong-Macau Science and Technology Project Category C under Grant 9240086, and in part by the InnoHK initiative of The Government of the HKSAR for the Laboratory for AI-Powered Financial Technologies.

Keywords

  • Fault identification
  • latent variable (LV) model
  • nonlinear dynamical system
  • process monitoring

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