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Sok: Evaluating Jailbreak Guardrails for Large Language Models

  • Xunguang WANG
  • , Zhenlan JI
  • , Wenxuan WANG
  • , Zongjie LI
  • , Daoyuan WU
  • , Shuai WANG*
  • *Corresponding author for this work

Research output: Book Chapters | Papers in Conference ProceedingsConference paper (refereed)Referred Conference Paperpeer-review

Abstract

Large Language Models (LLMs) have achieved remarkable progress, but their deployment has exposed critical vulnerabilities, particularly to jailbreak attacks that circumvent safety alignments. Guardrails—external defense mechanisms that monitor and control LLM interactions—have emerged as a promising solution. However, the current landscape of LLM guardrails is fragmented, lacking a unified taxonomy and comprehensive evaluation framework. In this Systematization of Knowledge (SoK) paper, we present the first holistic analysis of jailbreak guardrails for LLMs. We propose a novel, multi-dimensional taxonomy that categorizes guardrails along six key dimensions, and introduce a Security-Efficiency-Utility evaluation framework to assess their practical effectiveness. Through extensive analysis and experiments, we identify the strengths and limitations of existing guardrail approaches, provide insights into optimizing their defense mechanisms, and explore their universality across attack types. Our work offers a structured foundation for future research and development, aiming to guide the principled advancement and deployment of robust LLM guardrails.
Original languageEnglish
Title of host publication2026 IEEE Symposium on Security and Privacy (SP) : Proceedings
EditorsAlina OPREA, Cristina NITA-ROTARU, Nicolas PAPERNOT
PublisherIEEE
Pages39-58
Number of pages20
ISBN (Electronic)9798331560652
DOIs
Publication statusPublished - May 2026
Event47th IEEE Symposium on Security and Privacy, SP 2026 - San Francisco, United States
Duration: 18 May 202621 May 2026

Publication series

NameProceedings of the IEEE Symposium on Security and Privacy
PublisherIEEE
ISSN (Print)1081-6011
ISSN (Electronic)2375-1207

Symposium

Symposium47th IEEE Symposium on Security and Privacy, SP 2026
Abbreviated titleSP 2026
Country/TerritoryUnited States
CitySan Francisco
Period18/05/2621/05/26

Funding

The HKUST authors are supported in part by an RGC CRF grant under contract C6015-23G and a research fund provided by HSBC. Daoyuan Wu was partially supported by Lingnan Grant SUG-002/2526.

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